Listing process
Going public is a transformative milestone for any company. It’s a complex journey, but with a clear roadmap and an experienced partner, it becomes a strategic path to growth, visibility, and success.At H&G Prudent, we’ve refined the Initial Public Offering (IPO) process into three clear and manageable phases. We are committed to guiding you at every step, turning complexity into a clear, strategic advantage on your path from a private enterprise to a publicly-traded company.
Listing Process
Phase 1:
Building a Strong Foundation
Before presenting your company to the world, we work together to build an unshakable foundation. This initial phase is about meticulous preparation, ensuring every aspect of your business is primed for the public markets
● 1. Strategic Due Diligence & Planning: We begin with a deep dive into your business to understand your unique strengths. We then confirm a tailored listing plan and a clear timeline for the entire IPO process.
● 2. Corporate & Financial Structuring: We assist you in meticulously sorting your corporate assets, optimizing your shareholder structure, and conducting a thorough financial review to prepare for public scrutiny.
● 3. Crafting Your Investment Story: Your narrative is key. We work with you to optimize your business plan and define your IPO financing goals, creating a compelling story for investors.
● 4. Assembling Your Expert IPO Team: A successful IPO requires a dedicated team. We help you establish and coordinate with all essential third-party service agencies, such as auditors and legal counsel.
● 5. Drafting the Prospectus: The prospectus is the cornerstone document of your IPO. We provide expert assistance in drafting this critical document, ensuring it accurately and effectively communicates your company’s value and vision.
Phase 2:
Execution and Regulatory Approval
With a solid foundation in place, we move to execution. This phase involves navigating the regulatory landscape and engaging with the investment community to bring your offering to life.
● 1. Responding to SEC Review: We expertly guide you through responding to any questions or comments from the Securities and Exchange Commission (SEC) following their review of your initial filing.
● 2. Finalizing the Prospectus: Based on regulatory feedback and final strategic decisions, we help you revise and confirm the definitive version of your prospectus.
● 3. The Roadshow & Underwriter Engagement: This is where we build market momentum. We assist in hiring an underwriter and then embark on a public “roadshow” to present your company to potential institutional investors.
● 4. SEC Declaration of Effectiveness: We manage the crucial process of having your prospectus declared “effective” by the SEC, which formally permits you to offer shares to the public.
● 5. Pricing the Offering: The culmination of our roadshow and analysis. We work with the underwriters to confirm the final financing amount and determine the initial offer price for your shares.
Phase 3:
The Public Launch and Beyond
The final phase marks the exciting culmination of your hard work—the moment your company officially enters the public market. Our support continues to ensure a smooth and successful transition.
● 1. Securing Your Stock Code: A landmark moment in your company’s history. We manage the application process to secure your unique stock ticker symbol on the exchange (e.g., NASDAQ, NYSE).
● 2. Appointing a Market Maker: To ensure a stable and liquid market for your newly public shares, we assist you in hiring a dedicated market maker.
● 3. Closing and Settlement: The final step. We oversee the technical processes of liquidation and settlement, ensuring all funds from the offering are correctly transferred and shares are delivered to their new investors.
● 1. Strategic Due Diligence & Planning: We begin with a deep dive into your business to understand your unique strengths. We then confirm a tailored listing plan and a clear timeline for the entire IPO process.
● 2. Corporate & Financial Structuring: We assist you in meticulously sorting your corporate assets, optimizing your shareholder structure, and conducting a thorough financial review to prepare for public scrutiny.
● 3. Crafting Your Investment Story: Your narrative is key. We work with you to optimize your business plan and define your IPO financing goals, creating a compelling story for investors.
● 4. Assembling Your Expert IPO Team: A successful IPO requires a dedicated team. We help you establish and coordinate with all essential third-party service agencies, such as auditors and legal counsel.
● 5. Drafting the Prospectus: The prospectus is the cornerstone document of your IPO. We provide expert assistance in drafting this critical document, ensuring it accurately and effectively communicates your company’s value and vision.
● 1. Responding to SEC Review: We expertly guide you through responding to any questions or comments from the Securities and Exchange Commission (SEC) following their review of your initial filing.
● 2. Finalizing the Prospectus: Based on regulatory feedback and final strategic decisions, we help you revise and confirm the definitive version of your prospectus.
● 3. The Roadshow & Underwriter Engagement: This is where we build market momentum. We assist in hiring an underwriter and then embark on a public “roadshow” to present your company to potential institutional investors.
● 4. SEC Declaration of Effectiveness: We manage the crucial process of having your prospectus declared “effective” by the SEC, which formally permits you to offer shares to the public.
● 5. Pricing the Offering: The culmination of our roadshow and analysis. We work with the underwriters to confirm the final financing amount and determine the initial offer price for your shares.
● 1. Securing Your Stock Code: A landmark moment in your company’s history. We manage the application process to secure your unique stock ticker symbol on the exchange (e.g., NASDAQ, NYSE).
● 2. Appointing a Market Maker: To ensure a stable and liquid market for your newly public shares, we assist you in hiring a dedicated market maker.
● 3. Closing and Settlement: The final step. We oversee the technical processes of liquidation and settlement, ensuring all funds from the offering are correctly transferred and shares are delivered to their new investors.
Humble & Grandeur
虚怀若谷，朴德致远